| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-12-23 | 2013-07-06 |
| Rep | 证券交易 | 2010-11-05 | 2013-07-06 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-02-20 | 2010-11-01 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2005-12-30 | 2010-11-01 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2005-12-30 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供资产管理 | - | 2005-01-25 |
| Rep | 就机构融资提供意见 | - | 2005-03-23 | |
| Rep | 就证券提供意见 | - | 2005-03-23 | |
| Rep | 提供自动化交易服务 | - | 2005-03-23 | |
| Rep | 证券交易 | - | 2005-05-27 |