| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pharo Management (HK) Limited | Rep | 提供资产管理 | 2019-08-30 | 2023-08-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-07-23 | 2019-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-04-26 | 2012-07-25 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-04-26 | 2012-07-25 |