| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2022-06-28 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2022-06-28 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-12-02 | 2022-06-28 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2021-12-02 | 2022-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-12-20 | 2021-09-08 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-12-20 | 2021-09-08 |
| Rep | 证券交易 | 2010-12-20 | 2021-09-08 |