| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 就机构融资提供意见 | 2011-10-26 | 2014-03-11 |
| RO | 就证券提供意见 | 2011-10-26 | 2014-03-11 | |
| RO | 证券交易 | 2011-10-26 | 2014-03-11 | |
| Merrill Lynch Far East Limited | RO | 就机构融资提供意见 | 2011-10-26 | 2014-03-11 |
| RO | 就证券提供意见 | 2011-10-26 | 2014-03-11 | |
| RO | 证券交易 | 2011-10-26 | 2014-03-11 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2006-05-29 | 2011-10-26 |
| Rep | 就证券提供意见 | 2006-05-29 | 2011-10-26 | |
| Rep | 证券交易 | 2006-05-29 | 2011-10-26 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2006-05-29 | 2011-10-26 |
| Rep | 就证券提供意见 | 2006-05-29 | 2011-10-26 | |
| Rep | 证券交易 | 2006-05-29 | 2011-10-26 |