| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-08 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-14 | 2013-09-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-12-06 | 2010-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-12-02 | 2013-09-07 |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 证券交易 | 2005-01-07 | 2005-11-01 |
| Rep | 就证券提供意见 | 2004-11-11 | 2005-11-01 | |
| CES Private (HK) Limited | Rep | 就证券提供意见 | 2004-03-03 | 2004-10-26 |