| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就证券提供意见 | 2017-07-26 | - |
| Rep | 提供资产管理 | 2017-07-26 | - | |
| Rep | 证券交易 | 2017-07-26 | - | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2016-09-30 | 2017-07-12 |
| Rep | 提供资产管理 | 2016-09-30 | 2017-07-12 | |
| Rep | 证券交易 | 2016-09-30 | 2017-07-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-10-31 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-08 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-06-14 | 2013-11-09 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-06-14 | 2010-09-08 |