Personnel Hong Kong SFC License Details (ID 87498)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Hammer Capital Asset Management Limited	RO	就证券提供意见	2020-12-04	-
	RO	提供资产管理	2018-10-11	-
VAST HARBOUR SECURITIES LIMITED	RO	证券交易	2015-04-21	2018-04-30
	Rep	证券交易	2014-03-28	2015-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2011-05-24	2013-09-20
	Rep	就证券提供意见	2011-05-24	2013-09-20
	Rep	证券交易	2011-05-24	2013-09-20
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2011-05-24	2013-09-20
	Rep	就证券提供意见	2011-05-24	2013-09-20
	Rep	期货合约交易	2011-05-24	2013-09-20
	Rep	证券交易	2011-05-24	2013-09-20
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	2009-09-17	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2009-09-17	2011-04-01
Citigroup Global Markets Asia Limited	Rep	证券交易	2009-09-03	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2009-09-03	2011-04-01
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	证券交易	2009-03-02	2009-06-16
Citigroup Global Markets Asia Limited	Rep	证券交易	2007-04-30	2008-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2007-04-30	2008-10-31
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2003-10-28	2004-07-26
Newedge Broker Hong Kong Limited	Rep	就期货合约提供意见	2003-04-01	2003-07-09
	Rep	提供资产管理	2003-04-01	2003-07-09
	Rep	提供自动化交易服务	2003-04-01	2003-07-09
	Rep	期货合约交易	2003-04-01	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	就机构融资提供意见	2003-04-01	2003-07-09
	Rep	就证券提供意见	2003-04-01	2003-07-09
	Rep	提供资产管理	2003-04-01	2003-07-09
	Rep	提供自动化交易服务	2003-04-01	2003-07-09
	Rep	证券交易	2003-04-01	2004-07-26

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