| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JW Capital Limited (HK) | RO | 提供资产管理 | 2013-04-25 | 2025-01-01 |
| Rep | 提供资产管理 | 2012-04-18 | 2013-04-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-18 | 2012-02-24 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-03 | 2012-02-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-11-12 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2003-04-23 | 2012-02-24 |