| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-10 | 2013-09-07 |
| Rep | 证券交易 | 2011-07-15 | 2013-09-07 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-07-15 | 2013-09-07 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2009-11-20 | 2011-04-29 |
| Rep | 证券交易 | 2003-10-17 | 2011-04-29 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | - | 2003-10-13 |
| Rep | 就证券提供意见 | - | 2003-10-13 | |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 提供自动化交易服务 | - | 2003-10-13 | |
| Rep | 证券交易 | - | 2011-04-29 |