Personnel Hong Kong SFC License Details (ID 87511)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ASTRAPTO CAPITAL PARTNERS (HK) LIMITED	RO	提供资产管理	2024-06-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2022-03-07	2024-03-01
	Rep	就证券提供意见	2022-03-07	2024-03-01
	Rep	证券交易	2022-03-07	2024-03-01
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2022-03-07	2024-02-19
	Rep	就证券提供意见	2022-03-07	2024-02-19
	Rep	证券交易	2022-03-07	2024-02-19
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2010-03-11	2012-11-06
	Rep	就证券提供意见	2010-03-11	2012-11-06
	Rep	证券交易	2010-03-11	2012-11-06
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2010-03-11	2012-11-06
	Rep	就证券提供意见	2010-03-11	2012-11-06
	Rep	证券交易	2010-03-11	2012-11-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2009-03-13	2010-02-12
	Rep	就证券提供意见	2009-03-13	2010-02-12
	Rep	证券交易	2009-03-12	2010-02-12
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-08-26	2008-12-11
Merrill Lynch Far East Limited	Rep	就证券提供意见	2005-04-22	2008-08-26
	Rep	证券交易	2005-04-22	2008-09-16
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2004-09-13	2008-08-26
	Rep	就证券提供意见	2004-09-13	2008-08-26
	Rep	证券交易	2004-09-13	2008-12-11
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2004-09-13	2008-08-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	就机构融资提供意见	2003-04-01	2004-05-29
	Rep	就证券提供意见	2003-04-01	2004-05-29
	Rep	提供资产管理	2003-04-01	2004-05-29
	Rep	证券交易	2003-04-01	2004-05-29

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