Chung, Benny Koon Chung 鍾冠聰

证监会中央编号:ADV680

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Arta Corporate Advisory Limited	RO	就机构融资提供意见	2023-10-17	2024-01-05
ARTA GLOBAL MARKETS LIMITED	RO	证券交易	2023-10-17	2024-01-05
Arta Corporate Advisory Limited	Rep	就机构融资提供意见	2023-10-03	2023-10-17
ARTA GLOBAL MARKETS LIMITED	Rep	证券交易	2023-10-03	2023-10-17
QUAM CAPITAL LIMITED	RO	证券交易	2018-09-21	2023-08-04
	RO	就机构融资提供意见	2017-08-02	2023-08-04
	Rep	就机构融资提供意见	2017-06-01	2017-08-02
Jefferies Hong Kong Limited	RO	就机构融资提供意见	2015-09-16	2017-05-23
	RO	就证券提供意见	2015-09-16	2017-05-23
	RO	证券交易	2015-09-16	2017-05-23
Merrill Lynch (Asia Pacific) Limited	RO	就机构融资提供意见	2011-10-14	2015-06-15
	RO	就证券提供意见	2011-10-14	2015-06-15
	RO	证券交易	2011-10-14	2015-06-15
Merrill Lynch Far East Limited	RO	就机构融资提供意见	2011-10-14	2015-06-15
	RO	就证券提供意见	2011-10-14	2015-06-15
	RO	证券交易	2011-10-14	2015-06-15
Merrill Lynch (Asia Pacific) Limited	Rep	就证券提供意见	2010-01-14	2011-10-14
	Rep	证券交易	2010-01-14	2011-10-14
Merrill Lynch Far East Limited	Rep	就证券提供意见	2010-01-14	2011-10-14
	Rep	证券交易	2010-01-14	2011-10-14
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2009-12-16	2011-10-14
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2009-12-16	2011-10-14
Kaiser KT Capital Limited	Rep	就机构融资提供意见	2009-05-15	2009-11-25
Citigroup Global Markets Asia Limited	RO	就机构融资提供意见	2008-11-14	2008-11-21
	RO	证券交易	2008-11-14	2008-11-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	证券交易	2008-11-14	2008-11-21
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	2007-08-13	2008-11-14
	Rep	证券交易	2007-08-13	2008-11-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2007-08-13	2008-11-14
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	就机构融资提供意见	2005-04-27	2005-08-11
	Rep	就证券提供意见	2005-04-27	2005-08-11

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Arta Corporate Advisory Limited	RO	就机构融资提供意见	2023-10-17	2024-01-05
ARTA GLOBAL MARKETS LIMITED	RO	证券交易	2023-10-17	2024-01-05
Arta Corporate Advisory Limited	Rep	就机构融资提供意见	2023-10-03	2023-10-17
ARTA GLOBAL MARKETS LIMITED	Rep	证券交易	2023-10-03	2023-10-17
QUAM CAPITAL LIMITED	RO	证券交易	2018-09-21	2023-08-04
	RO	就机构融资提供意见	2017-08-02	2023-08-04
	Rep	就机构融资提供意见	2017-06-01	2017-08-02
Jefferies Hong Kong Limited	RO	就机构融资提供意见	2015-09-16	2017-05-23
	RO	就证券提供意见	2015-09-16	2017-05-23
	RO	证券交易	2015-09-16	2017-05-23
Merrill Lynch (Asia Pacific) Limited	RO	就机构融资提供意见	2011-10-14	2015-06-15
	RO	就证券提供意见	2011-10-14	2015-06-15
	RO	证券交易	2011-10-14	2015-06-15
Merrill Lynch Far East Limited	RO	就机构融资提供意见	2011-10-14	2015-06-15
	RO	就证券提供意见	2011-10-14	2015-06-15
	RO	证券交易	2011-10-14	2015-06-15
Merrill Lynch (Asia Pacific) Limited	Rep	就证券提供意见	2010-01-14	2011-10-14
	Rep	证券交易	2010-01-14	2011-10-14
Merrill Lynch Far East Limited	Rep	就证券提供意见	2010-01-14	2011-10-14
	Rep	证券交易	2010-01-14	2011-10-14
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2009-12-16	2011-10-14
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2009-12-16	2011-10-14
Kaiser KT Capital Limited	Rep	就机构融资提供意见	2009-05-15	2009-11-25
Citigroup Global Markets Asia Limited	RO	就机构融资提供意见	2008-11-14	2008-11-21
	RO	证券交易	2008-11-14	2008-11-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	证券交易	2008-11-14	2008-11-21
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	2007-08-13	2008-11-14
	Rep	证券交易	2007-08-13	2008-11-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2007-08-13	2008-11-14
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	就机构融资提供意见	2005-04-27	2005-08-11
	Rep	就证券提供意见	2005-04-27	2005-08-11