| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JW Capital Limited (HK) | Rep | 提供资产管理 | 2019-04-01 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-10-24 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-10-06 | 2013-07-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-12-15 | 2010-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-11-12 | |
| Rep | 证券交易 | 2003-04-01 | 2013-07-13 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-12 | |
| Rep | 证券交易 | 2003-04-01 | 2003-11-12 |
已采集记录中暂无金管局登记。