Personnel Hong Kong SFC License Details (ID 87580)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	就证券提供意见	2021-03-15	2026-03-15
	RO	证券交易	2021-03-15	2026-03-15
	Rep	就证券提供意见	2017-02-09	2021-03-15
	Rep	证券交易	2017-02-09	2021-03-15
	Rep	期货合约交易	2017-02-09	2026-03-15
Liquidnet Asia Limited	Rep	提供自动化交易服务	2016-05-03	2016-10-25
	Rep	证券交易	2016-05-03	2016-10-25
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2016-01-18	2016-01-21
	Rep	证券交易	2016-01-18	2016-01-21
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-08-20	2015-09-29
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-05-31	2015-09-29
Merrill Lynch Far East Limited	Rep	证券交易	2010-05-31	2015-09-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-05-31	2010-08-20
Knight Capital Asia Limited	Rep	证券交易	2009-03-27	2010-04-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2003-10-16	2009-02-06
	Rep	证券交易	2003-10-16	2009-02-06
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	-	2003-10-08
	Rep	就证券提供意见	-	2003-10-08
	Rep	提供资产管理	-	2003-10-08
	Rep	提供自动化交易服务	-	2003-10-08
	Rep	证券交易	-	2009-02-06

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