| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Kaifeng Investment Management (Hong Kong) Limited | RO | 就证券提供意见 | 2016-11-04 | - |
| RO | 提供资产管理 | 2016-11-04 | - | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-06 | 2014-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2010-05-26 | 2014-03-27 |
| Rep | 证券交易 | 2010-01-04 | 2014-03-27 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-01-04 | 2010-09-06 |
已采集记录中暂无金管局登记。