Ghosh, Tvishampati Hong Kong SFC License Details (ID 87590)

Ghosh, Tvishampati Hong Kong SFC License Details (ID 87590)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2017-11-27	2019-11-29
Credit Suisse (Hong Kong) Limited	RO	期货合约交易	2016-10-26	2017-07-18
	RO	证券交易	2016-10-26	2017-07-18
Credit Suisse Securities (Hong Kong) Limited	RO	证券交易	2016-10-26	2017-07-18
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2014-08-04	2016-10-26
	Rep	证券交易	2014-08-04	2016-10-26
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2014-08-04	2016-10-26
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2011-05-20	2014-05-22
Merrill Lynch Far East Limited	Rep	期货合约交易	2011-05-20	2014-05-22
	Rep	证券交易	2011-05-20	2014-05-22
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2007-08-17	2011-03-30
	Rep	证券交易	2007-08-17	2011-03-30