| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2025-12-12 | - |
| Rep | 证券交易 | 2025-12-12 | - | |
| Capstone Investment Advisors (HK) Limited | RO | 提供资产管理 | 2023-11-20 | 2025-10-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期货合约交易 | 2021-10-18 | 2023-09-13 |
| RO | 证券交易 | 2021-10-18 | 2023-09-13 | |
| Rep | 期货合约交易 | 2013-09-04 | 2021-10-18 | |
| Rep | 证券交易 | 2013-09-04 | 2021-10-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-05-16 | 2013-06-04 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-05-16 | 2013-06-04 |
| Rep | 证券交易 | 2011-05-16 | 2013-06-04 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-05-25 | 2008-03-15 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-05-25 | 2008-03-15 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-05-25 | 2008-03-15 |
已采集记录中暂无金管局登记。