| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | 就机构融资提供意见 | 2016-10-19 | 2020-12-03 |
| Rep | 就证券提供意见 | 2016-10-19 | 2020-12-03 | |
| Rep | 证券交易 | 2016-10-19 | 2020-12-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2012-11-13 | 2015-05-22 |
| Rep | 就证券提供意见 | 2012-11-13 | 2015-05-22 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2012-11-13 | 2015-05-22 |
| Rep | 就证券提供意见 | 2012-11-13 | 2015-05-22 | |
| Rep | 证券交易 | 2012-11-13 | 2015-05-22 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-04-01 | 2015-05-22 |