Personnel Hong Kong SFC License Details (ID 87613)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BlueCrest Capital Management (Hong Kong) Limited	Rep	提供资产管理	2014-09-24	2017-03-31
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2014-02-12	2014-05-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2014-02-12	2014-05-16
Segantii Capital Management Limited	Rep	提供资产管理	2012-03-19	2013-02-02
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-08-20	2012-02-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-04-22	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2008-04-08	2012-02-20
Merrill Lynch Far East Limited	Rep	证券交易	2008-04-08	2012-02-20
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2006-09-01	2008-04-01
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2004-08-02	2006-07-07
	Rep	证券交易	2004-08-02	2006-07-07
Nomura Asia Investment (Hong Kong) Limited	Rep	就期货合约提供意见	-	2004-07-06
	Rep	提供资产管理	-	2004-07-06
	Rep	期货合约交易	-	2004-07-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2004-07-06
	Rep	就期货合约提供意见	-	2004-07-06
	Rep	就证券提供意见	-	2004-07-06
	Rep	提供资产管理	-	2004-07-06
	Rep	期货合约交易	-	2004-07-06
	Rep	证券交易	-	2004-07-06

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