| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | 提供资产管理 | 2014-05-26 | 2015-06-12 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2014-03-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-06-01 | 2014-03-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-06-01 | 2010-09-02 |