| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited | Rep | 提供资产管理 | 2020-12-21 | 2026-03-06 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2018-01-12 | 2019-06-29 |
| Rep | 期货合约交易 | 2018-01-12 | 2019-06-29 | |
| Rep | 就证券提供意见 | 2017-08-14 | 2019-06-29 | |
| Rep | 证券交易 | 2017-08-14 | 2019-06-29 | |
| Rep | 就证券提供意见 | 2014-09-22 | 2016-10-01 | |
| Rep | 证券交易 | 2014-09-22 | 2016-10-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-04-06 | 2013-08-31 |