| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期货合约交易 | 2023-03-20 | - |
| RO | 证券交易 | 2023-03-20 | - | |
| Rep | 期货合约交易 | 2017-06-05 | 2023-03-20 | |
| Rep | 证券交易 | 2017-06-05 | 2023-03-20 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-07-26 | 2017-03-03 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2010-07-26 | 2017-03-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-26 | 2010-09-02 |