Personnel Hong Kong SFC License Details (ID 87673)

Personnel Hong Kong SFC License Details (ID 87673)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
FACTORIAL MANAGEMENT LIMITED	Rep	提供资产管理	2014-02-17	2016-03-24
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-08-26	2013-09-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-06-15	2013-09-20
Merrill Lynch Far East Limited	Rep	证券交易	2010-06-15	2013-09-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-06-15	2010-08-26
	Rep	期货合约交易	2006-04-12	2009-01-23
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2006-04-03	2009-01-23
Merrill Lynch Far East Limited	Rep	证券交易	2006-04-03	2009-01-23
Standard Chartered Securities (Hong Kong) Limited	Rep	就证券提供意见	2004-08-16	2006-03-04
	Rep	证券交易	2004-08-16	2006-03-04