| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-10-19 | 2013-11-09 |
| Rep | 证券交易 | 2011-09-01 | 2013-11-09 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-09-01 | 2013-11-09 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2006-08-28 | 2011-08-08 |