| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2014-04-03 | 2018-01-18 |
| Rep | 证券交易 | 2014-04-03 | 2019-01-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-10-19 | 2014-02-08 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-31 | 2014-02-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-09-15 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-09-10 | 2014-02-08 |
| LLOYDS TSB PACIFIC LIMITED | Rep | 提供资产管理 | 2004-06-05 | 2004-09-06 |
| Rep | 就证券提供意见 | 2004-01-12 | 2004-09-06 | |
| Rep | 证券交易 | 2003-04-14 | 2004-09-06 |