| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2013-12-20 | 2016-02-15 |
| CLSA LIMITED | Rep | 证券交易 | 2013-05-24 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-20 | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-11-30 | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-11-30 | 2012-09-28 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-11-30 | 2010-09-20 |