| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-04-10 | 2018-07-04 |
| Rep | 提供资产管理 | 2017-04-10 | 2018-07-04 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2016-03-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-03-23 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-03-14 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-03-14 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-01-05 | 2006-09-12 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2006-01-05 | 2006-09-12 |