| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-15 | 2013-09-07 |
| Rep | 证券交易 | 2011-07-13 | 2013-09-07 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-07-13 | 2013-09-07 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-06-14 | 2006-02-05 |