| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2023-08-07 | - |
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2015-08-25 | - |
| Merrill Lynch Far East Limited | RO | 证券交易 | 2015-08-25 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-04-27 | 2015-08-25 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2011-04-27 | 2015-08-25 |
| Rep | 期货合约交易 | 2011-04-27 | 2023-08-07 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就证券提供意见 | 2003-04-01 | 2010-02-13 |