| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-06 | 2016-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-02-14 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-02-14 | 2016-09-28 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-02-14 | 2010-09-06 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-11-23 | 2007-01-15 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-21 |
| Rep | 就证券提供意见 | - | 2004-01-21 | |
| Rep | 提供资产管理 | - | 2004-01-21 | |
| Rep | 证券交易 | - | 2005-08-06 |