| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-09-09 | 2019-01-29 |
| Rep | 证券交易 | 2013-09-09 | 2019-01-29 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2013-07-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-04-07 | 2013-07-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-04-07 | 2010-08-20 |