| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2015-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-02-28 | 2015-07-07 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-02-28 | 2015-07-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-02-28 | 2010-09-02 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2006-08-25 | 2006-11-29 |