Personnel Hong Kong SFC License Details (ID 87763)

Personnel Hong Kong SFC License Details (ID 87763)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	证券交易	2015-05-04	2015-06-26
Merrill Lynch (Asia Pacific) Limited	Rep	就证券提供意见	2011-11-29	2012-12-29
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-09-08	2012-12-29
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2008-10-13	2012-12-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-10-13	2010-09-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2003-10-16	2008-05-20
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	-	2003-10-10
	Rep	就证券提供意见	-	2003-10-10
	Rep	提供资产管理	-	2003-10-10
	Rep	提供自动化交易服务	-	2003-10-10
	Rep	证券交易	-	2008-05-20
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	就期货合约提供意见	-	2003-10-10
	Rep	提供资产管理	-	2003-10-10
	Rep	期货合约交易	-	2008-05-20