| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Chocolate Asset Management Limited | RO | 提供资产管理 | 2017-09-04 | - |
| Capula Investment Management Asia Limited | Rep | 提供资产管理 | 2013-09-06 | 2015-05-22 |
| Rep | 证券交易 | 2013-09-06 | 2015-05-22 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2013-06-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-03-21 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-11-07 | 2013-06-07 |