| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2015-05-29 | 2017-09-29 |
| Rep | 证券交易 | 2015-05-29 | 2017-09-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2006-07-24 | 2012-09-19 |
| Rep | 证券交易 | 2006-07-24 | 2012-09-19 | |
| SAFE INVESTMENT COMPANY LIMITED | Rep | 就证券提供意见 | - | 2004-03-18 |
| Rep | 提供资产管理 | - | 2004-03-18 | |
| Rep | 证券交易 | - | 2004-03-18 |