| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-05-03 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-05-03 | - |
| Rep | 证券交易 | 2016-05-03 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-04-18 | 2016-04-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-04-18 | 2016-04-22 |
| Rep | 证券交易 | 2016-04-18 | 2016-04-22 | |
| Rep | 期货合约交易 | 2010-09-06 | 2011-09-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-09-22 | 2011-09-16 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2006-09-22 | 2011-09-16 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-09-22 | 2010-09-06 |