| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2025-09-01 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2019-10-23 | 2021-07-07 |
| RO | 证券交易 | 2019-10-23 | 2021-07-07 | |
| Rep | 就证券提供意见 | 2017-12-12 | 2019-10-23 | |
| Rep | 证券交易 | 2017-12-12 | 2019-10-23 | |
| SDG Asset Management (HK) Limited | Rep | 就证券提供意见 | 2017-08-07 | 2017-11-09 |
| Rep | 提供资产管理 | 2017-08-07 | 2017-11-09 | |
| MUFG Securities Asia Limited | Rep | 证券交易 | 2015-05-14 | 2016-07-13 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-06-04 | 2015-05-01 |
| Rep | 证券交易 | 2012-06-04 | 2015-05-01 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2011-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-07-22 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2009-07-22 | 2011-09-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-22 | 2010-08-20 |
已采集记录中暂无金管局登记。