Maayoufi, Sofiane

证监会中央编号:AOH908

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Mirae Asset Securities (HK) Limited	RO	证券交易	2025-03-18	-
	RO	期货合约交易	2024-08-14	-
	Rep	期货合约交易	2019-11-11	2024-08-14
	Rep	证券交易	2019-11-11	2025-03-18
NATIXIS ASIA LIMITED	Rep	就期货合约提供意见	2017-05-17	2019-08-30
	Rep	就证券提供意见	2017-05-17	2019-08-30
	Rep	期货合约交易	2017-05-17	2019-08-30
	Rep	证券交易	2017-05-17	2019-08-30
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2015-12-21	2016-06-03
	Rep	期货合约交易	2015-12-21	2016-06-03
	Rep	证券交易	2015-12-21	2016-06-03
Standard Chartered Securities (Hong Kong) Limited	Rep	就期货合约提供意见	2013-03-11	2014-10-04
	Rep	就证券提供意见	2013-03-11	2014-10-04
	Rep	期货合约交易	2013-03-11	2014-10-04
	Rep	证券交易	2013-03-11	2014-10-04
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-09-07	2012-03-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-04-23	2012-03-20
Merrill Lynch Far East Limited	Rep	证券交易	2010-04-23	2012-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-04-23	2010-09-07
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2007-08-07	2009-12-01
	Rep	期货合约交易	2007-08-07	2009-12-01
	Rep	证券交易	2007-08-06	2009-12-01
	Rep	提供自动化交易服务	2006-12-23	2007-05-19
	Rep	期货合约交易	2006-12-23	2007-05-19
	Rep	证券交易	2006-12-23	2007-05-19

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Mirae Asset Securities (HK) Limited	RO	证券交易	2025-03-18	-
	RO	期货合约交易	2024-08-14	-
	Rep	期货合约交易	2019-11-11	2024-08-14
	Rep	证券交易	2019-11-11	2025-03-18
NATIXIS ASIA LIMITED	Rep	就期货合约提供意见	2017-05-17	2019-08-30
	Rep	就证券提供意见	2017-05-17	2019-08-30
	Rep	期货合约交易	2017-05-17	2019-08-30
	Rep	证券交易	2017-05-17	2019-08-30
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2015-12-21	2016-06-03
	Rep	期货合约交易	2015-12-21	2016-06-03
	Rep	证券交易	2015-12-21	2016-06-03
Standard Chartered Securities (Hong Kong) Limited	Rep	就期货合约提供意见	2013-03-11	2014-10-04
	Rep	就证券提供意见	2013-03-11	2014-10-04
	Rep	期货合约交易	2013-03-11	2014-10-04
	Rep	证券交易	2013-03-11	2014-10-04
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-09-07	2012-03-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-04-23	2012-03-20
Merrill Lynch Far East Limited	Rep	证券交易	2010-04-23	2012-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-04-23	2010-09-07
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2007-08-07	2009-12-01
	Rep	期货合约交易	2007-08-07	2009-12-01
	Rep	证券交易	2007-08-06	2009-12-01
	Rep	提供自动化交易服务	2006-12-23	2007-05-19
	Rep	期货合约交易	2006-12-23	2007-05-19
	Rep	证券交易	2006-12-23	2007-05-19