| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-12-07 | 2013-11-09 |
| Rep | 证券交易 | 2010-12-01 | 2013-11-09 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2003-10-15 | 2010-11-02 |
| Rep | 期货合约交易 | 2003-06-18 | 2010-11-02 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | - | 2003-06-02 |
| Rep | 就证券提供意见 | - | 2003-06-02 | |
| Rep | 提供资产管理 | - | 2003-06-02 | |
| Rep | 提供自动化交易服务 | - | 2003-06-02 | |
| Rep | 证券交易 | - | 2010-11-02 |