Ng, Alda Tsz Wing 吳芷穎 Hong Kong SFC License Details (ID 87893)

Ng, Alda Tsz Wing 吳芷穎 Hong Kong SFC License Details (ID 87893)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2016-10-11	2017-03-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2015-06-25	2017-03-14
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2015-06-25	2016-10-10
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	证券交易	2013-10-25	2015-01-30
	Rep	证券交易	2013-03-05	2013-03-20
BOCI SECURITIES LIMITED	Rep	就证券提供意见	2012-07-17	2013-02-04
	Rep	期货合约交易	2012-07-17	2013-02-04
	Rep	证券交易	2012-07-17	2013-02-04
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-09-06	2012-03-20
	Rep	证券交易	2007-07-30	2012-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-07-30	2010-09-06
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2006-07-13	2012-03-20