Ng, Loretta Ying Yuk 吳瀅玉 SFC Licences and HKMA Registrations (ID 87897)

Ng, Loretta Ying Yuk 吳瀅玉 SFC Licences and HKMA Registrations (ID 87897)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Jefferies Hong Kong Limited	Rep	就证券提供意见	2026-08-04	-
	Rep	证券交易	2026-08-04	-
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2025-03-10	2026-04-24
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-08-24	2026-04-24
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2009-07-06	2018-12-19
Merrill Lynch Far East Limited	Rep	证券交易	2009-07-06	2026-04-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-07-06	2010-08-24
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2007-11-01	2009-06-03
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2007-11-01	2009-06-03
	Rep	期货合约交易	2007-11-01	2009-06-03
Morgan Stanley Asia Limited	Rep	证券交易	2007-10-15	2009-06-03
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2007-10-15	2009-06-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	证券交易	2005-12-12	2007-09-06

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。