| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2007-11-02 | 2012-06-28 |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2007-11-02 | 2012-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2007-10-24 | 2012-06-28 |
| Rep | 证券交易 | 2007-10-24 | 2012-06-28 | |
| Merrill Lynch Far East Limited | Rep | 就证券提供意见 | 2007-10-24 | 2012-06-28 |
| Rep | 证券交易 | 2007-10-24 | 2012-06-28 | |
| JPMorgan Funds (Asia) Limited | Rep | 证券交易 | 2006-08-28 | 2007-09-07 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就证券提供意见 | 2005-04-26 | 2007-09-07 |