| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2022-03-08 | - |
| RO | 就证券提供意见 | 2022-03-08 | - | |
| RO | 期货合约交易 | 2022-03-08 | - | |
| RO | 证券交易 | 2022-03-08 | - | |
| Rep | 就证券提供意见 | 2021-08-25 | 2022-03-08 | |
| Rep | 证券交易 | 2021-08-25 | 2022-03-08 | |
| Rep | 就期货合约提供意见 | 2019-10-10 | 2022-03-08 | |
| Rep | 期货合约交易 | 2019-09-26 | 2022-03-08 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2019-06-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-16 | 2010-09-02 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-04-22 | 2019-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-04-22 | 2019-06-25 |
已采集记录中暂无金管局登记。