| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pharo Management (HK) Limited | RO | 提供资产管理 | 2018-10-25 | - |
| Rep | 提供资产管理 | 2018-04-03 | 2018-10-25 | |
| Capula Investment Management Asia Limited | Rep | 提供资产管理 | 2014-05-13 | 2018-03-12 |
| Rep | 证券交易 | 2014-05-13 | 2018-03-12 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2014-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-09-30 | 2014-02-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-09-30 | 2010-09-02 |