| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-04-26 | 2020-08-31 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-04-26 | 2020-08-31 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-05-16 | 2011-03-03 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-05-12 | 2011-03-03 |