Shang, Ning 尚宁 Hong Kong SFC License Details (ID 87954)

Shang, Ning 尚宁 Hong Kong SFC License Details (ID 87954)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CITIC Securities Asset Management (HK) Limited	Rep	就证券提供意见	2020-11-20	-
	Rep	提供资产管理	2020-11-20	-
Vision Capital Investment Management Limited	Rep	就证券提供意见	2018-09-13	2020-11-02
	Rep	提供资产管理	2018-09-13	2020-11-02
	Rep	证券交易	2018-09-13	2020-11-02
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2015-05-11	2017-03-08
Merrill Lynch Far East Limited	Rep	期货合约交易	2015-05-11	2017-03-08
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2014-12-22	2015-01-21
	Rep	证券交易	2014-12-22	2015-01-21
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-09-02	2014-09-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-07-26	2014-09-20
Merrill Lynch Far East Limited	Rep	证券交易	2010-07-26	2014-09-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-07-26	2010-09-02