| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2020-11-20 | - |
| Rep | 提供资产管理 | 2020-11-20 | - | |
| Vision Capital Investment Management Limited | Rep | 就证券提供意见 | 2018-09-13 | 2020-11-02 |
| Rep | 提供资产管理 | 2018-09-13 | 2020-11-02 | |
| Rep | 证券交易 | 2018-09-13 | 2020-11-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-05-11 | 2017-03-08 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-05-11 | 2017-03-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-12-22 | 2015-01-21 |
| Rep | 证券交易 | 2014-12-22 | 2015-01-21 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2014-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-07-26 | 2014-09-20 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2010-07-26 | 2014-09-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-26 | 2010-09-02 |
已采集记录中暂无金管局登记。