| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited | RO | 就证券提供意见 | 2018-05-14 | - |
| RO | 提供资产管理 | 2018-05-14 | - | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-06 | 2011-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-07-29 | 2011-10-31 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-07-29 | 2010-09-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2003-11-25 | 2008-05-31 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2003-11-25 | 2008-05-31 |