| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited | RO | 就机构融资提供意见 | 2017-08-15 | 2018-04-01 |
| RO | 就证券提供意见 | 2017-08-15 | 2018-04-01 | |
| RO | 证券交易 | 2017-08-15 | 2018-04-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2010-03-08 | 2016-03-07 |
| Rep | 就证券提供意见 | 2010-03-08 | 2016-03-07 | |
| Rep | 证券交易 | 2010-03-08 | 2016-03-07 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2010-03-08 | 2016-03-07 |
| Rep | 就证券提供意见 | 2010-03-08 | 2016-03-07 | |
| Rep | 证券交易 | 2010-03-08 | 2016-03-07 |