| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2018-09-06 | 2022-08-01 |
| Rep | 就证券提供意见 | 2018-09-06 | 2022-08-01 | |
| Rep | 期货合约交易 | 2018-09-06 | 2022-08-01 | |
| Rep | 证券交易 | 2018-09-06 | 2022-08-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-10 | 2013-05-11 |
| Rep | 提供资产管理 | - | 2005-01-25 | |
| Rep | 就机构融资提供意见 | - | 2005-03-23 | |
| Rep | 就证券提供意见 | - | 2005-03-23 | |
| Rep | 提供自动化交易服务 | - | 2005-03-23 | |
| Rep | 证券交易 | - | 2013-05-11 |