| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2015-07-02 | 2017-03-20 |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2015-07-02 | 2017-03-20 |
| RO | 证券交易 | 2015-07-02 | 2017-03-20 | |
| Rep | 期货合约交易 | 2010-09-03 | 2015-07-02 | |
| Rep | 证券交易 | 2005-10-26 | 2015-07-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-04-15 | 2015-07-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-04-15 | 2010-09-03 |