| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期货合约交易 | 2026-08-24 | - |
| RO | 证券交易 | 2026-08-24 | - | |
| Rep | 期货合约交易 | 2014-09-10 | 2026-08-24 | |
| Rep | 证券交易 | 2014-09-10 | 2026-08-24 | |
| HuaAn Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2014-04-07 | 2014-08-31 |
| Rep | 提供资产管理 | 2014-04-07 | 2014-08-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-06-21 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-06-21 | 2011-11-16 |
| Rep | 证券交易 | 2011-06-21 | 2011-11-16 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2009-01-12 | 2011-04-18 |
| Rep | 证券交易 | 2009-01-12 | 2011-04-18 |
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